Mark J. Smith was named the top Colorado independent financial advisor by Registered Rep. magazine. The publication ranked Smith ranked first in …
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Mark J. Smith was named the top Colorado independent financial
advisor by Registered Rep. magazine. The publication ranked Smith
ranked first in Colorado and twenty-first in the U.S. on its "Top
100 Independent Financial Advisors" list. Smith is principal of M.
J. Smith lives in Castle Rock and is based from Englewood.
Smith is a CERTIFIED FINANCIAL PLANNERTM
practitioner, a Personal Financial Specialist, a Certified
Investment Management Analyst®, and a Certified Public Accountant.
The Registered Rep. list was compiled by Meridian-IQ. Only
financial advisors for whom at least 60 percent of client assets
are retail were included on the list, and these advisors were
ranked strictly by assets under management. M.J. Smith and
Associates manages more than $578 million in client assets.
Barron's magazine named Smith to its list of top 1,000 wealth
advisors in the country for the years 2009, 2010 and 2011. In 2011
he was named the top independent advisor in Colorado in the
February rankings. Barron's rankings are based on advisors' assets
under management, revenues, management practices, expertise,
insight, trustworthiness and commitment to their clients.
Smith was one of five advisors named to Research Magazine's
Advisor Hall of Fame in 2009. Advisors selected passed a rigorous
screening, have a minimum of 15 years in the industry, acquired
substantial assets under management, demonstrate superior client
service, and have earned recognition from their peers and the
broader community. He has also been recognized by Registered Rep
magazine, Worth magazine, and The Winner's Circle, an independent
As a top industry professional, Smith speaks to national
professional audiences about investment planning and asset
management, retirement, tax and business planning, and other
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